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Paul Swope Email

Sr. VP, Manager Compliance and Risk Management Services . First Clearing

St. Louis, MO

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Current Roles

First Clearing

Employees:
49
Revenue:
$8.2M
About
First Clearing is a premier clearing and custody services business, serving broker dealers and registered investment advisors nationwide. Driven by a strong and abiding commitment to the power of relationship, we help our client firms create and grow successful businesses. Through our affiliation with Wells Fargo & Company, we provide access to vast resources to help you address all aspects of your business, empowering you to deliver the client experience you desire. Our experience working with quality firms for more than three decades has garnered us a reputation for questioning the status quo, envisioning what lies ahead and innovating for the next generation. It’s your vision, your business, and your legacy. And we’re with you every step of the way. First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. © 2020 Wells Fargo Clearing Services, LLC. All rights reserved. First Clearing provides correspondent services to broker-dealers and registered investment advisors and does not provide services to the general public. CAR-1120-03977
First Clearing Address
One North Jefferson
St. Louis, MO
United States
First Clearing Email

Past Companies

First Clearing Correspondent ServicesSr. Vice President, Manager of Compliance and Risk Management Services
Wells Fargo Advisors Financial NetworkSr. Vice President, Business Process Director
Wells Fargo Advisors Financial NetworkFirst Vice President, Regional Supervisor - Team Leader
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