Michelle Thomas Email

Chief Compliance Officer . WBB Securities

San Diego, CA

Location

LinkedIn

Current Roles

Employees:
27
Revenue:
$2.5M
About
Headquartered in San Diego, CA and Clark, NJ, WBB Securities, LLC is a full-service, independent broker/dealer and registered investment adviser that is known for its insightful Investment Research & Banking covering biomedical, medical device, and life science firms. WBB's focus is to provide independent financial advisors with the tools and support necessary to serve their clients in a dynamic business environment. WBB has branches throughout the United States.. Founded in 2001, WBB remains privately-held to ensure that we continue to provide independent financial advisors with solutions-oriented, full-service operations, compliance, insurance support and the private-client experience in a low-cost platform. We serve ethical, entrepreneurial-minded financial advisors with the tools and expertise necessary to serve their clients and thrive in an increasingly challenging marketplace. Our investment banking division specializes in financial advisory M&A services covering biotechnology, medical device, and life science firms. Our head banker, Steve Brozak, is regularly quoted and published in a variety of media, including ABC News, Bloomberg, and Forbes. Our research has garnered accolades from the Financial Times/Starmine ranking system (Pharmaceuticals in 2013). The Wall Street Journal's "Best of the Street" survey 2011 (Medical Equipment & Supplies), and the Financial Times/Starmine ranking system (Biotechnology in 2010). Member FINRA/SIPC, a Registered Investment Adviser
WBB Securities Address
3456 Camino Del Rio North
San Diego, CA
United States
WBB Securities Email

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