We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information. EKR continues to assess new technology to evaluate its ability to provide additional protection of your personal information.
Notice of EKR's Client Identification Program. To help the government fight the funding of terrorism and money laundering activities, federal law requires financial institutions to obtain, verify, and record information that identifies each person who opens an account. When you open an account, we are required to collect the following information:
Your Name;
Date of Birth;
Address;
Identification Number (a taxpayer identification number for US citizens or, for non-US citizens without a taxpayer identification number, a passport number and country of issuance, alien identification number, or government-issued identification showing nationality, residence, and a photograph of you.) You may also need to show your driver's license or other identifying documents.
If your identity cannot be verified, we will be unable to open an account for you. If we have already opened an account for you, we may have to close it.
How to Contact Us. If you have any questions or concerns regarding this Privacy Policy, you can contact us via telephone at 206-832-1520 or via mail at 1201 Third Avenue, Ste. 5300, Seattle, Washington, 98101.
For clients wishing to utilize EKR's online services at http://www.ekriley.com, our online privacy policy contains additional information regarding privacy considerations pertaining to the E.K. Riley Investments website.