Raich Ende Malter & Co., LLP is a PCAOB-registered firm serving Brokers/Dealers. Our financial services group can provide: Audit of financial statements Initial capitalization and organizational structure consulting Net capital, customer reserve computations, and internal accounting controls support Regulatory agency memberships consulting Regulatory examination consulting Review and preparation of regulatory reports Consultation regarding SEC and FINRA, and CFTC, and NFA rules and compliance. For further information please contact: