Jim Hooks Email

Managing Director, Chief Compliance Officer . Private Advisor Group

Current Roles

Employees:
113
Revenue:
$23.7M
About
Confidence. Community. Control. Private Advisor Group is today's hybrid solution built to support successful independent financial advisors. Our unique organization is designed to provide world class customer service, in depth risk management and forward thinking solutions. Advisors can expect extraordinary, personal support while being affiliated with the industry's largest independent broker-dealer, LPL Financial, enabling them to stay focused on their business. Securities offered through LPL Financial. Member SIPC www.sipc.org Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness. For a list of states in which our advisors are registered to do business, please visit privateadvisorgroup.com
Private Advisor Group Address
305 Madison Avenue
Morristown, NJ
United States
Private Advisor Group Email

Past Companies

Private Advisor GroupManaging Director, Chief Compliance Officer
LPL FinancialSenior Vice President - Governance, Risk & Compliance
Raymond JamesVice President, Compliance

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