Annekka Chao Email

Senior Compliance Associate . Orical

New York, NY

Location

a****@orical.org

Primary Email

Current Roles

Employees:
39
Revenue:
$8.4M
About
Experienced Counsel, Sound Legal Advice, Practical Compliance Solutions, Best in Class Operational Support Best in Class Solutions: Orical LLC offers best-in-class, customized, practical and technical solutions for the compliance, operations and legal issues facing investment advisers, private funds and broker-dealers globally. Orical provides its clients with the industry and regulatory knowledge of a major law firm with the dedication, attention and responsiveness equal to that of a valid in-house compliance and legal staff. Extensive Experience: Orical understands the day-to-day challenges that its clients face in running their businesses. Partners and associates at Orical have extensive experience working as senior counsel and Chief Compliance Officers for investment advisory firms that have extensive compliance and operational infrastructures. Orical’s discussions with clients regarding sensitive compliance, regulatory and legal issues are subject to the rules governing attorney client privilege. Compliance and Technical Solutions: Orical offers superior technical solutions to help meet the needs of today’s investment advisers in a variety of areas including Compliance Monitoring, Code of Ethics Administration, Risk Management, Financial Reporting, Counterparty Monitoring, Human Resources, Trade Capture and Allocation.
Orical Address
641 Lexington Ave
New York, NY
United States
Orical Email

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