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Alexis Schumann Email

Chief Compliance Officer . Advisor Group

Jersey City, NJ

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Current Roles

Advisor Group

Employees:
1180
Revenue:
$300M
About
The Advisor Group network of independent broker-dealers is among the largest in the United States. The four broker-dealers that comprise Advisor Group – FSC Securities Corporation, Royal Alliance Associates, Inc., SagePoint Financial, Inc. and Woodbury Financial Services, Inc., members FINRA/SIPC – foster the spirit of entrepreneurship and independence that our more than 5,200 independent advisors exemplify.
Advisor Group Address
10 Exchange Place
Jersey City, NJ
United States
Advisor Group Email

Past Companies

Advisor GroupHead of Technology Compliance
Advisor GroupChief Regulatory Officer
Advisor GroupVice President, Regulatory & Risk Compliance